Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Cattich is an Investment Advisor Representative with RBC Capital Markets, LLC. Gary has been in the industry since June 1997. Gary has a long history of working with clients in the San Francisco area. Previously, Gary worked with UBS Financial Services Inc. and Wells Fargo Clearing Services, LLC. Gary's firm, RBC Capital Markets, LLC, is a large firm with over $50 billion in assets under management. The firm offers a wide range of investment advisory services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/17/2021 - Present
RBC Capital Markets, LLC (SAN FRANCISCO CA)
CA
01/24/2020 - 06/22/2021
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
06/06/2014 - 02/05/2020
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
09/19/2008 - 06/09/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
09/23/2005 - 09/19/2008
WACHOVIA SECURITIES, LLC (WALNUT CREEK CA)
NY
01/04/2002 - 09/27/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
04/09/1998 - 12/21/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
06/17/1997 - 05/08/1998
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
BOTH
Issued 12/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/24/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 06/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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