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Gary Galen Peterson

Cetera Investment Advisers LLC

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About Gary Galen Peterson

Gary Galen Peterson is a financial advisor with Cetera Investment Advisers LLC located in Parma, Ohio. Gary has been working in the financial industry since 1987. Gary holds the Series 6, Series 7 and Series 63 licenses. Gary's past work experience includes time with PROEQUITIES, INC., QUESTAR CAPITAL CORPORATION, FSC SECURITIES CORPORATION, CUNA BROKERAGE SERVICES, INC., CUYAHOGA FINANCIAL SERVICES AGENCY, INC., MDS SECURITIES INCORPORATED, COMPULIFE INVESTOR SERVICES, INC., FN INVESTMENT CENTER and JOHN HANCOCK DISTRIBUTORS, INC. In addition to working as a financial advisor, Gary also works part-time as a notary public.

Firm Information

Gary Peterson is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

1440 ROCKSIDE RD STE 324

PARMA, OH 44134

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Gary Peterson’s Registration & Firm History

OH

03/21/2024 - Present

Cetera Investment Advisers LLC (PARMA OH)

AL

05/06/2005 - 06/27/2005

PROEQUITIES, INC. (BIRMINGHAM AL)

MN

01/15/2003 - 03/25/2003

QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)

GA

08/20/1999 - 01/17/2003

FSC SECURITIES CORPORATION (ATLANTA GA)

IA

08/28/1998 - 08/27/1999

CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)

OH

04/25/1997 - 09/08/1998

CUYAHOGA FINANCIAL SERVICES AGENCY, INC. (CLEVELAND OH)

IN

08/18/1995 - 06/04/1996

MDS SECURITIES INCORPORATED (CARMEL IN)

MN

07/18/1995 - 08/03/1995

COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)

CA

03/31/1992 - 03/28/1995

FN INVESTMENT CENTER (SACRAMENTO CA)

MN

07/07/1989 - 11/05/1991

COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)

MA

12/22/1983 - 06/07/1989

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 9/17/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/17/1992

Series 7 - General Securities Representative Examination

BC

Issued 12/21/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Gary Galen Peterson. Review regulatory record here.
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