Unclaimed
Gary Galen Peterson is a financial advisor with Cetera Investment Advisers LLC located in Parma, Ohio. Gary has been working in the financial industry since 1987. Gary holds the Series 6, Series 7 and Series 63 licenses. Gary's past work experience includes time with PROEQUITIES, INC., QUESTAR CAPITAL CORPORATION, FSC SECURITIES CORPORATION, CUNA BROKERAGE SERVICES, INC., CUYAHOGA FINANCIAL SERVICES AGENCY, INC., MDS SECURITIES INCORPORATED, COMPULIFE INVESTOR SERVICES, INC., FN INVESTMENT CENTER and JOHN HANCOCK DISTRIBUTORS, INC. In addition to working as a financial advisor, Gary also works part-time as a notary public.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
03/21/2024 - Present
Cetera Investment Advisers LLC (PARMA OH)
AL
05/06/2005 - 06/27/2005
PROEQUITIES, INC. (BIRMINGHAM AL)
MN
01/15/2003 - 03/25/2003
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
GA
08/20/1999 - 01/17/2003
FSC SECURITIES CORPORATION (ATLANTA GA)
IA
08/28/1998 - 08/27/1999
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
OH
04/25/1997 - 09/08/1998
CUYAHOGA FINANCIAL SERVICES AGENCY, INC. (CLEVELAND OH)
IN
08/18/1995 - 06/04/1996
MDS SECURITIES INCORPORATED (CARMEL IN)
MN
07/18/1995 - 08/03/1995
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
CA
03/31/1992 - 03/28/1995
FN INVESTMENT CENTER (SACRAMENTO CA)
MN
07/07/1989 - 11/05/1991
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
MA
12/22/1983 - 06/07/1989
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 9/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/17/1992
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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