Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Pollock is a financial advisor with over 20 years of experience in the industry. Gary is registered with Rockefeller Financial LLC in California and Texas. Gary is also registered with Rockefeller Capital Management in California and Texas. Gary's previous employers include First Republic Securities Company, LLC and J.P. Morgan Securities LLC. Gary is a Certified Financial Planner and holds Series 2, 63, 65, 7 and 24 licenses. Gary specializes in providing financial planning, portfolio management, and selection of other advisors. Gary also provides pension consulting services to businesses. Gary's firm, Rockefeller Financial LLC, has over $50 billion in assets under management and serves a variety of client types, including individuals, high-net-worth individuals, charitable organizations, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/22/2024 - Present
Rockefeller Financial LLC (Walnut Creek CA)
CA
09/29/2023 - 03/23/2024
J.P. MORGAN SECURITIES LLC (Walnut Creek CA)
CA
10/13/2014 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (Walnut Creek CA)
BC
Issued 12/17/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1986
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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