Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Fred Vengelen is a registered investment advisor representative with UBS Financial Services Inc., and has been in the industry since September 15, 1992. Gary is a highly experienced advisor with a proven track record of success in providing financial planning, portfolio management and other investment-related services to individuals, families, and businesses. He is committed to helping clients achieve their financial goals through a personalized approach that considers their unique needs, risk tolerance, and financial situation. Gary holds a variety of licenses and certifications, including the Series 3, 7, 9, 10, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
RI
10/12/2021 - Present
UBS Financial Services Inc. (PROVIDENCE RI)
NY
06/01/2009 - 07/02/2013
MORGAN STANLEY (ROCHESTER NY)
NY
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PITTSFORD NY)
NY
05/16/2003 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (ROCHESTER NY)
NY
10/14/1996 - 01/10/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/15/1994 - 08/08/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/28/1993 - 10/31/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/24/1992 - 08/20/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/25/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1999
Series 3 - National Commodity Futures Examination
BC
Issued 02/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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