Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Harrington is a financial advisor with over 30 years of experience in the financial services industry. Gary has worked for several reputable firms including A. G. Edwards & Sons, Inc., Howard, Weil, Labouisse, Friedrichs Inc. and Raymond James & Associates, Inc. Gary is currently registered with Oppenheimer & Co. Inc. and offers a wide range of services to individuals, businesses, and institutions. Gary specializes in providing financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
04/07/2021 - Present
Oppenheimer & Co. Inc. (FORT MYERS FL)
FL
06/22/2007 - 10/08/2010
RAYMOND JAMES & ASSOCIATES, INC. (FT. MYERS FL)
LA
01/19/1996 - 05/31/2007
SECURITIES AMERICA, INC. (SHREVEPORT LA)
NA
11/01/1990 - 02/20/1996
CNB INVESTMENTS, INC.
MO
12/06/1988 - 01/24/1989
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
10/17/1988 - 12/23/1988
LEGG MASON WOOD WALKER, INCORPORATED
NA
04/19/1983 - 10/17/1988
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
BOTH
Issued 04/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2008
Series 24 - General Securities Principal Examination
BC
Issued 12/11/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/16/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/09/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1983
Series 3 - National Commodity Futures Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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