Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Francis West is a financial advisor based in Denver, Colorado. Gary has been working in the financial services industry since 1992. Gary is currently registered with Alps Distributors, Inc. and Alps Portfolio Solutions Distributor, Inc. Gary holds several securities licenses including Series 6, 7, 24, and 63. Gary's previous employers include Charles Schwab & Co., Inc., Invesco Funds Group, Inc., GDN Securities, LTD., and Fortis Investors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/16/2021 - Present
Alps Distributors, Inc. (DENVER CO)
CO
05/30/1997 - 05/27/2021
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
TX
11/23/1992 - 11/14/1995
INVESCO FUNDS GROUP, INC. (HOUSTON TX)
MN
06/30/1992 - 12/14/1992
GDN SECURITIES, LTD. (MINNEAPOLIS MN)
MN
07/24/1990 - 06/15/1992
FORTIS INVESTORS, INC. (OAKDALE MN)
BC
Issued 10/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/13/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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