Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Munowitz is a financial advisor with Wells Fargo Clearing Services, LLC. Gary has been in the financial industry since 1996. Gary has a Series 63, Series 65, and Series 7 licenses, as well as Series 4, Series 9, Series 10, Series 23, Series 24, Series 55, Series 57TO and SIE licenses. Prior to joining Wells Fargo Clearing Services, LLC, Gary worked at Prime Executions, Inc. and J.P. Morgan Securities LLC. Gary offers portfolio management for individuals and businesses, as well as financial planning and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/14/2024 - Present
Wells Fargo Clearing Services, LLC (WESTPORT CT)
NY
08/24/2022 - 04/01/2024
PRIME EXECUTIONS, INC. (NEW YORK NY)
NY
04/27/1994 - 09/10/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
IA
Issued 06/14/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 06/23/2006
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 07/16/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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