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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Evan Tantleff is a financial advisor associated with UBS Financial Services Inc. Gary has been in the financial services industry since January 14, 1990. Gary Evan Tantleff is registered with Financial Industry Regulatory Authority (FINRA) and is a registered investment advisor. Gary Evan Tantleff is licensed to sell securities in 41 states. UBS Financial Services Inc. is a well-established firm with a strong reputation in the financial services industry. The firm has a broad range of financial products and services to meet the needs of its clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
11/01/2021 - Present
UBS Financial Services Inc. (Warren NJ)
NJ
04/02/2007 - 10/27/2008
MORGAN STANLEY & CO. INCORPORATED (MORRISTOWN NJ)
NJ
03/19/2004 - 04/02/2007
MORGAN STANLEY DW INC. (MORRISTOWN NJ)
MO
07/01/2003 - 04/01/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
12/07/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
09/01/1999 - 12/16/1999
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
05/03/1994 - 09/01/1999
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
NJ
01/15/1990 - 05/03/1994
HYM FINANCIAL, INC. (CLIFTON NJ)
BC
Issued 11/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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