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Gary Edward Prevo

Hazard & Siegel, Inc.

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About Gary Edward Prevo

Gary Edward Prevo is a registered representative with Hazard & Siegel, Inc. Gary has been in the securities industry for over 30 years and has a strong background in investment products and services. Gary holds the Series 7, Series 6, Series 22, Series 24, and Series 63 licenses, as well as the SIE exam. Gary is registered to sell securities in California, New York, Ohio, and Pennsylvania. Gary has experience with a wide range of clients, including individuals, families, and businesses.

Firm Information

Gary Prevo is currently registered with Hazard & Siegel, Inc.. Hazard & Siegel, Inc. is a corporation formed on June 15, 1971, with a presence in 42 states and registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

42

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Prevo’s Registration & Firm History

NY

03/02/2009 - Present

Hazard & Siegel, Inc. (DEWITT NY)

PA

11/23/2007 - 09/25/2008

WORLD CAPITAL BROKERAGE, INC. (PITTSBURGH PA)

FL

11/18/2005 - 06/13/2007

PRINCOR FINANCIAL SERVICES CORPORATION (TAMPA FL)

CT

02/04/2005 - 10/18/2005

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

DE

03/22/2002 - 03/08/2004

1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)

PA

11/10/1998 - 03/28/2002

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

MO

01/01/1997 - 11/12/1998

BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)

MA

07/02/1993 - 11/21/1996

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

MA

07/06/1993 - 12/31/1995

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

NA

06/03/1987 - 06/28/1993

G. R. PHELPS & CO., INC.

NA

05/01/1984 - 06/11/1987

PML SECURITIES COMPANY

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Licenses & Designations

IA

Issued 07/21/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/07/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/27/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/1998

Series 7 - General Securities Representative Examination

BC

Issued 09/21/1988

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 04/30/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Gary Edward Prevo. Review regulatory record here.
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