Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Earl Mills is a financial advisor registered with Wells Fargo Clearing Services, LLC and has been in the industry since March 22, 1988. Gary is also a registered Investment Advisor representative in both California and Texas. Before joining Wells Fargo Clearing Services, LLC, Gary worked at UBS FINANCIAL SERVICES INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Gary has a broad range of experience in the financial industry, including investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for both businesses and individuals. He is a Certified Financial Planner and holds the Series 63, 65, 7, and SIE licenses. Gary is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/02/2009 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
CA
09/03/1999 - 07/22/2009
UBS FINANCIAL SERVICES INC. (WALNUT CREEK CA)
NY
12/21/1988 - 09/10/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
02/23/1988 - 11/21/1988
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED
IA
Issued 03/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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