linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Gary E Carter

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Gary? Claim Your Profile

About Gary E Carter

Gary E. Carter is a financial advisor with over 7 years of experience. Gary has a strong track record of helping individuals and families achieve their financial goals. Gary is a CERTIFIED FINANCIAL PLANNER™ professional and currently holds licenses for securities and insurance. Gary is currently registered with Northwestern Mutual Investment Services, LLC. Previously, Gary was a registered representative with The Leaders Group, Inc. and Nationwide Securities, LLC. Gary's experience spans multiple financial services firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gary specializes in insurance, and investment management and serves clients in Alabama, Florida, Georgia, Iowa, Kentucky, Michigan, Minnesota, Mississippi, Ohio, South Carolina and Tennessee.

Firm Information

Gary Carter is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Gary Carter’s Registration & Firm History

TN

01/01/2025 - Present

Northwestern Mutual Investment Services, LLC (Jackson TN)

CO

07/01/2020 - 11/18/2020

THE LEADERS GROUP, INC. (LITTLETON CO)

TN

01/21/2020 - 07/01/2020

NATIONWIDE SECURITIES, LLC (Jackson TN)

FL

07/28/2016 - 11/26/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TALLAHASSEE FL)

Not sure if Gary E Carter is right for you?

Licenses & Designations

BOTH

Issued 09/08/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gary E Carter.
Not sure if Gary E Carter is right for you?