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Gary E Adams

Natwest Markets Securities Inc.

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About Gary E Adams

Gary E. Adams is a financial advisor who has been in the industry since 2010. Gary is currently registered with Natwest Markets Securities Inc. Gary's previous experience includes working with Morgan Stanley & Co. LLC and Nomura Securities International, Inc. Gary is licensed to sell securities in 49 states.

Firm Information

Gary Adams is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Adams’s Registration & Firm History

NY

03/29/2016 - Present

Natwest Markets Securities Inc. (Woodstock NY)

NY

10/15/2010 - 03/21/2016

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

03/17/2010 - 09/09/2010

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/28/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/17/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gary E Adams.
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