Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Dwight Ellis is a financial advisor with over 25 years of experience in the industry. Gary is currently registered with LPL Financial LLC and has previously worked with J.P. Morgan Securities LLC, Wells Fargo Advisors, LLC, First Union Brokerage Services, Inc., and 1717 Capital Management Company. Gary is a Series 6, 7, 9, 10, 63, 66, 99TO, and SIE licensed professional and is registered in Massachusetts, New Jersey, Pennsylvania, South Carolina, and Texas. He specializes in providing a range of financial services to individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/24/2023 - Present
LPL Financial LLC (WEST CONSHOHOCKEN PA)
DE
10/31/2014 - 07/15/2023
J.P. MORGAN SECURITIES LLC (Newark DE)
PA
10/01/2000 - 05/07/2014
WELLS FARGO ADVISORS, LLC (PLYMOUTH MEETING PA)
NC
11/12/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
DE
01/29/1996 - 07/23/1996
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
BOTH
Issued 06/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/27/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/24/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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