Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Duane Sparks has over 20 years of experience in the financial services industry. Gary is currently registered with Group One Trading, LP, a firm located in Chicago, Illinois. Previously Gary was registered with Bayside Financial, LLC in Walnut Creek, California, Share King, LLC in San Francisco, California and Bayside Capital Partners, L.P. in San Francisco, California. Gary has passed the Series 7, Series 24 and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/22/2010 - Present
Group ONE Trading, LP (CHICAGO IL)
CA
04/02/1998 - 12/31/2004
BAYSIDE FINANCIAL, LLC (WALNUT CREEK CA)
CA
06/28/1993 - 01/14/2004
SHARE KING, LLC (SAN FRANCISCO CA)
CA
10/12/1994 - 08/24/1995
BAYSIDE CAPITAL PARTNERS, L.P. (SAN FRANCISCO CA)
BC
Issued 12/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/1993
Series 24 - General Securities Principal Examination
BC
Issued 12/03/1992
Series 7 - General Securities Representative Examination
Active
Inactive
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NYSE Arca, Inc.
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