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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Duane Schaudt is a financial advisor with over 20 years of experience in the financial services industry. Gary currently works with LPL Financial LLC in San Diego, CA, and Marshalltown, IA. Gary has held previous roles at SAGEPOINT FINANCIAL, INC., CETERA INVESTMENT SERVICES LLC, SPECTRUM CAPITAL, INC., and LPL FINANCIAL CORPORATION. Gary has a broad range of experience serving individuals, families, and businesses with their financial needs. Gary is registered with the state of Iowa as both a Broker-Dealer and an Investment Advisor Representative. Gary is also registered as a Broker-Dealer in Texas and 23 other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/08/2022 - Present
LPL Financial LLC (SAN DIEGO CA)
IA
11/25/2014 - 12/10/2022
SAGEPOINT FINANCIAL, INC. (MARSHALLTOWN IA)
IA
06/22/2011 - 11/26/2014
CETERA INVESTMENT SERVICES LLC (MARSHALLTOWN IA)
IA
04/23/2010 - 06/28/2011
SPECTRUM CAPITAL, INC. (MARSHALLTOWN IA)
IA
03/04/2008 - 05/11/2010
LPL FINANCIAL CORPORATION (AMES IA)
WI
07/26/2004 - 03/04/2008
IFMG SECURITIES, INC. (DARLINGTON WI)
CA
12/03/2003 - 07/28/2004
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BOTH
Issued 08/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/16/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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