Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Desmond Oconnor is an active Registered Representative and Investment Advisor Representative. Gary has been in the industry since August 7, 1992. Currently, Gary is associated with GWN Securities Inc. Gary is also registered as an Investment Advisor Representative in Florida. Gary has also held past registrations with several other firms, including LEGEND EQUITIES CORPORATION, BLUESTONE CAPITAL PARTNERS, L.P., NORTHEAST SECURITIES, INC., NICHOLS, SAFINA, LERNER & CO. INC. and GRUNTAL & CO. INCORPORATED. Gary has experience in providing financial planning and portfolio management services for individuals and investment companies. Gary also offers market timing services and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
FL
12/06/2013 - Present
GWN Securities Inc. (PALM BEACH GARDENS FL)
FL
01/16/2001 - 02/27/2013
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
NY
03/24/1998 - 10/25/2000
BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)
NY
03/16/1998 - 04/06/1998
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
NY
07/20/1995 - 02/05/1998
NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)
NY
08/26/1991 - 06/14/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 07/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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