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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Derond Baker is an investment advisor representative with Wells Fargo Clearing Services, LLC. Gary has been in the industry since September 9, 1992. Gary holds the Series 7, Series 63, Series 65, and Series 8 licenses. Gary has worked for several firms in the past, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Paine Webber Incorporated, and Smith Barney Inc. Gary has also worked at Lehman Brothers Inc. Gary specializes in providing investment advice to individuals, businesses, corporations, high-net-worth individuals, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Gary is also registered to provide investment advice in 26 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
12/01/2015 - Present
Wells Fargo Clearing Services, LLC (BRENTWOOD TN)
TN
06/27/1997 - 11/27/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NASHVILLE TN)
NJ
03/07/1997 - 07/07/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 03/27/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
09/10/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 09/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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