Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Dean Poling is a financial advisor at Raymond James Financial Services Advisors, Inc. Gary has been in the industry since December 1994 and is registered in 29 states as well as the District of Columbia. Gary holds Series 63, 65, 7, 9, 10, and SIE licenses. Gary is a Registered Representative and Investment Advisor Representative. Gary has been with Raymond James since 2009. Previously, Gary worked at Citigroup Global Markets Inc. and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
09/06/2017 - Present
Raymond James Financial Services Advisors, Inc. (LAKEWOOD CO)
CO
04/06/2001 - 05/21/2009
CITIGROUP GLOBAL MARKETS INC. (BROOMFIELD CO)
NY
12/21/1994 - 04/12/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/28/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/02/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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