Unclaimed
Gary Dean Briggs is a financial advisor with Raymond James Financial Services Advisors, Inc. Gary has been in the financial services industry since 1996. Gary has a wide range of experience in the financial services industry and is committed to providing personalized financial advice to clients. Gary is a registered representative and investment advisor representative. He holds the Series 7, Series 31, Series 52, Series 63, and Series 65 licenses. Gary is also a Registered Principal with Raymond James Financial Services Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
VA
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (SUFFOLK VA)
MA
08/23/2002 - 06/17/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
12/01/1998 - 05/29/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/01/1997 - 11/30/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
MI
08/13/1996 - 07/31/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
NA
06/28/1991 - 11/09/1992
F.N. WOLF & CO., INC.
IA
Issued 08/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 10/31/1996
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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