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Gary David Vandergriff

Foreside Fund Services, LLC

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About Gary David Vandergriff

Gary David Vandergriff is a Registered Representative and Investment Advisor Representative with Foreside Fund Services, LLC. Gary is based in Houston, Texas, and has been in the industry since December 2015. Gary has a wide range of experience working with clients. Prior to joining Foreside, Gary was a Registered Representative with FORESIDE FINANCIAL SERVICES, LLC, CBIS FINANCIAL SERVICES, INC., NATCITY INVESTMENTS, INC., J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. and BANC ONE SECURITIES CORPORATION. Gary is also licensed in all 50 states.

Firm Information

Gary Vandergriff is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Vandergriff’s Registration & Firm History

TX

04/15/2024 - Present

Foreside Fund Services, LLC (HOUSTON TX)

IL

01/03/2022 - 02/07/2024

FORESIDE FINANCIAL SERVICES, LLC (Chicago IL)

IL

01/15/2021 - 12/31/2021

CBIS FINANCIAL SERVICES, INC. (CHICAGO IL)

OH

02/16/2006 - 02/21/2008

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

NY

08/05/2004 - 10/01/2004

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

IL

06/07/2004 - 08/09/2004

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 12/09/2020

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 06/04/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/15/2021

Series 7TO - General Securities Representative Examination

BC

Issued 12/28/2020

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gary David Vandergriff.
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