Unclaimed
Gary David Sudol is a financial advisor with LPL Financial LLC. Gary has been in the financial services industry for over 16 years. Gary has a Series 7, Series 63, and Series 65 licenses. Gary is also registered with the state of Nevada and Texas. Gary provides investment advisory services to a wide range of clients, including individuals, families, businesses, and retirement plans. Prior to joining LPL Financial LLC, Gary was with Ameriprise Financial Services, Inc. and National Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
08/15/2019 - Present
LPL Financial LLC (LAS VEGAS NV)
NV
11/10/2016 - 08/20/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Las Vegas NV)
NV
02/13/2009 - 11/18/2016
NATIONAL PLANNING CORPORATION (LAS VEGAS NV)
NV
09/06/2007 - 02/20/2009
SAGEPOINT FINANCIAL, INC. (LAS VEGAS NV)
IA
Issued 10/24/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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