Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary David Esterman is a financial advisor with over 28 years of experience in the industry. Gary has a wide range of experience in the financial services industry, having held positions at several firms. Gary is currently registered with Stonex Financial Inc. and is a licensed securities principal, holding several FINRA licenses and registrations. Gary is also a licensed investment advisor. Gary's commitment to providing exceptional financial advice is evident in his dedication to staying current with industry trends and regulations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
11/13/2013 - Present
Stonex Financial Inc. (BOCA RATON FL)
FL
06/21/2018 - 02/11/2019
SA STONE WEALTH MANAGEMENT INC. (Boca Raton FL)
FL
07/07/2016 - 07/05/2018
INTL CUSTODY & CLEARING SOLUTIONS INC. (Boca Raton FL 33431 FL)
FL
07/07/2016 - 07/11/2017
STERNE, AGEE & LEACH, INC. (BOCA RATON FL)
FL
01/18/2007 - 05/30/2014
FIRST AMERICAN CAPITAL AND TRADING CORPORATION (BOCA RATON FL)
FL
12/13/2005 - 01/22/2007
BROOKSTREET SECURITIES CORPORATION (NORTH PALM BEACH FL)
FL
10/16/2000 - 10/06/2005
AVALON RESEARCH GROUP, INC. (BOCA RATON FL)
FL
11/18/1999 - 10/11/2000
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
PA
06/19/1996 - 12/08/1999
FIRST SECURITY INVESTMENTS, INC. (KINGSTON PA)
FL
11/01/1993 - 06/20/1996
PCM SECURITIES LIMITED, L.P. (GREEN ACRES FL)
IA
Issued 10/29/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2014
Series 30 - NFA Branch Manager Examination
BC
Issued 03/14/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/07/2000
Series 4 - Registered Options Principal Examination
BC
Issued 03/31/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2014
Series 3 - National Commodity Futures Examination
BC
Issued 08/02/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/29/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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