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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Vance is a financial advisor with over 30 years of experience in the industry. Gary has worked with UBS Financial Services Inc. since 2011 and previously worked with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Lehman Brothers Inc.. Gary holds the Series 3, 7, and 63 licenses and the SIE and Series 65 certifications. Gary works with a variety of clients including individuals, high-net-worth individuals, corporations, trusts, estates, pension and profit-sharing plans, charitable organizations and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
05/13/2011 - Present
UBS Financial Services Inc. (Miamisburg OH)
OH
06/01/2009 - 05/20/2011
MORGAN STANLEY SMITH BARNEY (DAYTON OH)
OH
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DAYTON OH)
NY
12/12/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/27/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1991
Series 3 - National Commodity Futures Examination
BC
Issued 12/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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