Unclaimed
Gary Charles Guinta is a financial advisor registered with TP Icap Global Markets Americas LLC. Gary has been in the securities industry since July 27, 1990. Gary has passed the Series 72 and SIE exams and holds registrations with FINRA. Gary has experience with ICAP Securities USA LLC, GARBAN LLC, RMJ Securities Corp, Fundamental Brokers, and Fundamental Brokers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
02/14/2002 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
03/27/1996 - 01/25/2002
GARBAN LLC (NEW YORK NY)
NY
12/21/1992 - 03/04/1996
RMJ SECURITIES CORP. (NEW YORK NY)
NA
02/28/1991 - 09/09/1992
FUNDAMENTAL BROKERS
NA
03/07/1990 - 02/28/1991
FUNDAMENTAL BROKERS INC.
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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