Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Brett Seckendorf is a financial advisor currently registered with Wells Fargo Clearing Services, LLC and has been in the industry since 1989. He holds the Series 3, 7, 9, 10, 24, 31, 63 and 65 licenses and is registered in 21 states including Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Idaho, Maine, Maryland, Nevada, New Jersey, New York, North Carolina, South Carolina, Texas, Virginia and Washington. Gary Brett Seckendorf has been previously affiliated with Fourteen Research Corporation, Individual's Securities Ltd., North Country Securities, Ltd., Morgan Stanley DW Inc. and Quick & Reilly, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/09/2018 - Present
Wells Fargo Clearing Services, LLC (PURCHASE NY)
NY
11/23/2001 - 06/16/2003
QUICK & REILLY, INC. (NEW YORK NY)
NY
03/27/1997 - 11/13/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
05/19/1986 - 10/27/1988
FOURTEEN RESEARCH CORPORATION
NA
10/11/1983 - 05/19/1986
NORTH COUNTRY SECURITIES, LTD.
NA
07/19/1982 - 09/08/1983
FOURTEEN RESEARCH CORPORATION
NA
02/23/1981 - 07/23/1982
INDIVIDUAL'S SECURITIES LTD.
IA
Issued 04/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/07/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/04/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2000
Series 3 - National Commodity Futures Examination
BC
Issued 04/24/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 03/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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