Unclaimed
Gary Breon is a financial professional with over 16 years of experience in the industry. Gary is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Gary has passed the Series 7, Series 9, Series 10, Series 63, SIE and Series 99TO exams. Gary is located in Salt Lake City, Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
10/12/2018 - Present
National Financial Services LLC (SALT LAKE CITY UT)
UT
04/20/2016 - 03/02/2018
NATIONAL FINANCIAL SERVICES LLC (SALT LAKE CITY UT)
BC
Issued 12/22/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/12/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gary Breon is the right advisor for you? Invested Better is here to help.