Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Vaughn is a financial advisor with Kovack Securities Inc. Gary has been in the industry since 2000. Gary is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, and 63 licenses as well as the Securities Industry Essentials Examination. Gary is registered in Connecticut, Delaware, Florida, Georgia, Maryland, New York, North Carolina and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WA
07/28/2015 - Present
Kovack Securities Inc. (Spokane Valley WA)
FL
12/18/2012 - 07/29/2015
SUMMIT BROKERAGE SERVICES, INC. (PORT CHARLOTTE FL)
FL
06/03/2010 - 12/19/2012
KOVACK SECURITIES INC. (PORT CHARLOTTE FL)
IA
07/16/2003 - 11/03/2004
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (CEDAR RAPIDS IA)
AZ
01/01/2002 - 12/10/2002
MTL EQUITY PRODUCTS, INC. (FOUNTAIN HILLS AZ)
IL
02/28/2000 - 01/01/2002
IAC SECURITIES, INC. (TINLEY PARK IL)
BC
Issued 05/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/24/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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