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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Baker is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Gary Baker has been in the industry since November 5, 2002. Gary Baker is registered in 52 states, and has passed the Series 7, Series 55, Series 63, Series 65, and Series 57TO exams. Gary Baker also has experience with Ryder Distributors, Inc., Carlin Equities Corp., Andover Brokerage, L.L.C., and Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/30/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAYNE PA)
MD
08/21/2003 - 09/07/2005
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
NY
07/22/2002 - 04/09/2003
CARLIN EQUITIES CORP. (NEW YORK NY)
NY
08/10/2000 - 05/22/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
06/16/1999 - 07/28/2000
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
IA
Issued 7/24/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/9/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 7/31/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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