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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Baker is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Gary has been in the industry since November 2002, and has a wide range of experience in the financial services industry. He is licensed to provide investment advice in several states, including Connecticut, Pennsylvania, and Texas. Gary is a highly qualified and experienced advisor, having passed numerous securities exams, including the Series 7, Series 55, Series 63, Series 65, and SIE. He also has a long history of providing financial services, having previously worked at companies such as Deutsche Bank Securities Inc., Andover Brokerage, L.L.C, and Carlin Equities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/30/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WAYNE PA)
MD
08/21/2003 - 09/07/2005
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
NY
07/22/2002 - 04/09/2003
CARLIN EQUITIES CORP. (NEW YORK NY)
NY
08/10/2000 - 05/22/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
06/16/1999 - 07/28/2000
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
IA
Issued 07/24/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/31/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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