Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary B. Ghigliotti is a financial advisor registered with UBS Financial Services Inc. Gary has been in the industry since August 1972 and has a wealth of experience serving individuals, families, and businesses. Gary is a registered representative in several states and holds a variety of licenses including Series 7, 63, 65 and 40. Gary is committed to providing comprehensive financial planning and investment management services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NH
11/07/2012 - Present
UBS Financial Services Inc. (PORTSMOUTH NH)
NH
05/20/2005 - 02/20/2009
WACHOVIA SECURITIES, LLC (PORTSMOUTH NH)
NY
08/17/1972 - 05/25/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
01/25/1977 - 06/08/1978
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
NA
05/16/1973 - 08/27/1977
DEAN WITTER & CO. INCORPORATED
NA
09/01/1972 - 05/16/1973
DEAN WITTER & CO. INCORPORATED
IA
Issued 07/01/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/1977
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 08/17/1972
Series 000 - General Securities Principal Examination
BC
Issued 08/17/1972
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Gary Ghigliotti is the right advisor for you? Invested Better is here to help.
