Unclaimed
Gary Ladrido is a financial professional with over 17 years of experience in the financial services industry. Gary has a broad range of experience, having worked for firms such as Morgan Stanley, UBS PaineWebber, and Merrill Lynch, Pierce, Fenner & Smith. Gary is currently registered with GT Securities, Inc. and is licensed to provide securities and investment advisory services in California. Gary holds FINRA Series 7, 63, 66, 31, 79TO, and SIE licenses and has completed the Uniform Securities Agent State Law Examination. Gary is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/15/2019 - Present
GT Securities, Inc. (LOS ANGELES CA)
NY
02/11/2016 - 05/04/2017
SUSTAINABLE DEVELOPMENT CAPITAL, LLC (NEW YORK NY)
MD
11/14/2013 - 11/10/2014
POTOMAC CAPITAL MARKETS, LLC (MIDDLETOWN MD)
NY
08/29/2011 - 03/08/2013
MARCO POLO SECURITIES INC. (NEW YORK NY)
CA
02/19/2010 - 06/24/2011
RA CAPITAL ADVISORS LLC (SAN DIEGO CA)
CA
06/01/2009 - 02/18/2010
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
08/23/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN DIEGO CA)
CA
04/27/2007 - 08/08/2007
EPLANNING SECURITIES, INC. (SAN DIEGO CA)
MA
01/03/2005 - 05/06/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
12/19/2003 - 09/24/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
NJ
05/22/2002 - 02/05/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
12/09/1998 - 05/24/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/28/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/01/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/04/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 11/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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