Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Anthony Kozee is a registered representative with LPL Financial LLC. Gary has been in the securities industry since July 19, 1999. Gary has licenses to sell securities in the following states: Florida, Georgia, Indiana, Kansas, Kentucky, Montana, North Carolina, Ohio, and Tennessee. Gary is also registered as an investment advisor representative in Ohio. In addition to LPL Financial LLC, Gary has worked for PNC Investments, Fifth Third Securities, Inc., U.S. Bancorp Investments, Inc., Firstar Investment Services, Inc., Conseco Securities, Inc., and A. CH. Securities, Inc. Gary is a dedicated financial advisor and provides various financial services to individuals, businesses, and other organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
01/05/2016 - Present
LPL Financial LLC (BROOKVILLE OH)
OH
05/06/2013 - 01/05/2016
KEY INVESTMENT SERVICES LLC (CINCINNATI OH)
OH
05/10/2011 - 03/01/2013
PNC INVESTMENTS (NEW CARLISLE OH)
OH
01/26/2009 - 05/06/2011
FIFTH THIRD SECURITIES, INC. (BEAVERCREEK OH)
OH
12/01/2001 - 01/02/2009
U.S. BANCORP INVESTMENTS, INC. (FAIRBORN OH)
NJ
05/31/2000 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
IN
07/13/1999 - 05/31/2000
CONSECO SECURITIES, INC. (CARMEL IN)
OH
04/20/1999 - 08/19/1999
A. CH. SECURITIES, INC. (DAYTON OH)
BOTH
Issued 06/24/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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