Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Anthony Bruno is a financial advisor at RBC Capital Markets, LLC. Gary has been in the securities industry since February 11, 1986. Gary has a broad range of experience and specializes in a variety of investment products and services. Gary holds a Series 7, Series 63, Series 65, and SIE license. Gary has been with RBC Capital Markets since January 2018 and has also worked at J.P. Morgan Securities LLC, UBS Financial Services Inc., Bear, Stearns & Co. Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, Smith Barney Inc., Lehman Brothers Inc., Smith Barney, Harris Upham & Co., Incorporated, and Dean Witter Reynolds Inc. Gary's extensive experience and commitment to client service make him a valuable asset to the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
01/23/2018 - Present
RBC Capital Markets, LLC (BOSTON MA)
MA
08/28/2008 - 01/31/2018
J.P. MORGAN SECURITIES LLC (BOSTON MA)
MA
03/18/2008 - 09/05/2008
UBS FINANCIAL SERVICES INC. (BOSTON MA)
MA
08/12/2005 - 03/25/2008
BEAR, STEARNS & CO. INC. (BOSTON MA)
NY
01/13/2001 - 08/17/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
09/21/1994 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
07/31/1993 - 08/29/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
06/02/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/19/1987 - 05/23/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
01/06/1986 - 01/12/1987
DEAN WITTER REYNOLDS INC.
IA
Issued 03/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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