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Gary Andrew Bauersfeld

Jefferies LLC

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About Gary Andrew Bauersfeld

Gary Andrew Bauersfeld is a financial professional with over 30 years of experience in the industry. Gary has held positions at several prominent firms including Wachovia Capital Markets, LLC, Wachovia Securities, LLC, Forum Capital Markets LLC, Forum Capital Markets L.P. and Donaldson, Lufkin & Jenrette Securities Corporation. Gary's current position is with Jefferies LLC, where he has been employed since 2007. Gary is licensed and registered as a securities professional in all 50 states.

Firm Information

Gary Bauersfeld is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Bauersfeld’s Registration & Firm History

CT

07/02/2007 - Present

Jefferies LLC (STAMFORD CT)

NC

07/01/2003 - 06/11/2007

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

06/01/2000 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

CT

01/01/1994 - 06/01/2000

FORUM CAPITAL MARKETS LLC (OLD GREENWICH CT)

NA

03/17/1993 - 04/08/1993

FORUM CAPITAL MARKETS L.P.

NJ

08/25/1992 - 03/15/1993

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 07/19/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/24/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/24/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Gary Andrew Bauersfeld.
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