Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Smith is a financial advisor with Transamerica Financial Advisors, Inc. Gary has been in the financial services industry since 1998. Gary is registered to provide investment advisory services in California. Gary has a Chartered Financial Consultant designation. Gary's previous employment includes roles with PFS Investments Inc., Allstate Financial Services, LLC, Locust Street Securities, Inc., and Financial Network Investment Corporation. Gary has Series 6, 7, 26, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Personalized portfolio management to meet individual financial objectives.
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A percentage of the total value of assets under management is charged.
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CA
08/10/2016 - Present
Transamerica Financial Advisors, Inc. (Irvine CA)
CA
03/01/2012 - 10/11/2014
TRANSAMERICA FINANCIAL ADVISORS, INC (GLENDALE CA)
CA
01/08/2010 - 12/31/2010
FARMERS FINANCIAL SOLUTIONS, LLC (BURBANK CA)
CA
04/17/2007 - 02/04/2008
FARMERS FINANCIAL SOLUTIONS, LLC (VALENCIA CA)
CA
06/29/2005 - 11/07/2006
FARMERS FINANCIAL SOLUTIONS, LLC (CHATSWORTH CA)
GA
10/06/2003 - 03/29/2005
PFS INVESTMENTS INC. (DULUTH GA)
NE
01/16/2001 - 03/27/2002
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
IA
02/22/2000 - 01/29/2001
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
CA
06/06/1996 - 07/09/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
DE
05/25/1993 - 07/18/1995
PML SECURITIES COMPANY (NEWARK DE)
KS
04/07/1992 - 05/12/1992
WADDELL & REED, INC. (OVERLAND PARK KS)
KS
01/01/1991 - 10/31/1991
WADDELL & REED, INC. (OVERLAND PARK KS)
MN
04/26/1989 - 02/03/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
04/26/1989 - 02/03/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
12/02/1988 - 06/05/1989
GNA SECURITIES, INC.
NA
03/24/1987 - 01/10/1989
PRUCO SECURITIES CORPORATION
BC
Issued 11/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
BC
Issued 03/23/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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