Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Allen Phillips is an investment advisor representative at J.P. Morgan Securities LLC, licensed in Arizona, California and Texas. Gary has been in the financial services industry since 1997 and has a diverse background. His previous affiliations include Merrill Lynch, Pierce, Fenner & Smith Incorporated, Hewitt Financial Services LLC, Fidelity Brokerage Services LLC, MML Investors Services, Inc. and CUNA Brokerage Services, Inc. Gary holds the Series 6, 7, 63 and 66 licenses, and the SIE. Gary is also a Certified Financial Planner. Gary specializes in providing financial planning, portfolio management, and selection of other advisors. He has experience working with a wide range of clients, including individuals, high-net-worth individuals, businesses, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
11/23/2020 - Present
J.p. Morgan Securities LLC (CHANDLER AZ)
CA
04/09/2014 - 10/28/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROSEVILLE CA)
IL
10/30/2013 - 04/07/2014
HEWITT FINANCIAL SERVICES LLC (CHICAGO IL)
NH
06/23/2006 - 07/02/2013
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
NH
03/15/2006 - 06/28/2006
MML INVESTORS SERVICES, INC. (NASHUA NH)
MA
12/13/2002 - 02/17/2006
CUNA BROKERAGE SERVICES, INC. (DANVERS MA)
MA
03/18/1997 - 11/21/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
01/03/1997 - 02/21/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/03/1997 - 02/21/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 01/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/02/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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