Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Allen King is a registered investment advisor representative with Lombard Advisers Inc., located in Erie, Pennsylvania. Gary has been in the financial services industry since 1975, and has been registered with the Securities and Exchange Commission (SEC) since 2001. Gary is a licensed investment advisor in Pennsylvania and holds several industry certifications.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
04/20/2001 - Present
Lombard Advisers Inc. (ERIE PA)
CA
11/10/1992 - 05/09/1995
THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)
NY
11/05/1984 - 10/30/1992
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
02/17/1978 - 12/13/1984
E. F. HUTTON & COMPANY INC
NA
09/16/1977 - 03/17/1978
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
01/24/1975 - 02/27/1976
BACHE & CO., INCORPORATED
IA
Issued 11/20/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/16/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/26/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/13/1977
PC - AMEX Put and Call Exam
BC
Issued 01/18/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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