Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Graham is a financial advisor registered with Calton & Associates, Inc. Gary has been in the financial services industry for more than 30 years and has experience with a variety of firms. Gary is also a registered investment advisor and holds the Series 6, 7, 9, 63, and 65 licenses. Gary has a proven track record of providing clients with financial advice and guidance to help them meet their goals. The advisor has experience working with high-net-worth individuals and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
01/01/2025 - Present
Calton & Associates, Inc. (HUNTINGTON BEACH CA)
CA
08/22/2011 - 05/15/2015
WEDBUSH SECURITIES INC. (ONTARIO CA)
CA
11/08/2004 - 08/23/2011
CROWELL, WEEDON & CO. (WEST COVINA CA)
MO
07/01/2003 - 11/23/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/30/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
01/30/1998 - 04/05/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
08/09/1995 - 01/28/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
05/08/1992 - 08/09/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
10/11/1991 - 11/14/1991
DEAN WITTER REYNOLDS INC.
NY
08/20/1991 - 11/14/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
KS
04/20/1991 - 06/04/1991
WADDELL & REED, INC. (OVERLAND PARK KS)
NJ
02/19/1991 - 04/08/1991
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 03/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1992
Series 7 - General Securities Representative Examination
BC
Issued 02/15/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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