Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Alfonso is a registered representative with Wells Fargo Clearing Services, LLC. Gary has been working in the financial services industry for over 20 years, and has been registered with FINRA since 2000. Gary is licensed in 37 states, and holds the Series 7, 55, 57TO, and 66 licenses. Gary provides a range of financial services including investment consulting, financial planning, and portfolio management to individuals, corporations, and institutions. Previous employers include Citigroup Global Markets Inc., TD Waterhouse Capital Markets, Inc., and Fleet Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/02/2022 - Present
Wells Fargo Clearing Services, LLC (PARAMUS NJ)
NY
08/18/2006 - 07/03/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NE
12/17/2003 - 08/18/2006
TD WATERHOUSE CAPITAL MARKETS, INC. (BELLEVUE NE)
TX
12/20/2000 - 12/02/2002
FLEET SECURITIES, INC. (DALLAS TX)
BOTH
Issued 11/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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