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Gary Alan Sems

MGI Funds Distributors, LLC

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About Gary Alan Sems

Gary Alan Sems is a financial advisor with MGI Funds Distributors, LLC. Gary has been in the financial services industry since September 24, 1997. Gary holds Series 3, 6, 7, and 63 licenses, as well as the SIE. He is currently registered with the state of South Carolina. Gary has previously worked at MMC Securities LLC, Evergreen Investment Services, Inc., Wachovia Securities, LLC, and First Union Brokerage Services, Inc.

Firm Information

Gary Sems is currently registered with MGI Funds Distributors, LLC. MGI Funds Distributors, LLC is a Limited Liability Company formed in January 2012 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It also has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Sems’s Registration & Firm History

SC

07/25/2022 - Present

MGI Funds Distributors, LLC (Greenville SC)

SC

02/27/2008 - 08/15/2019

MMC SECURITIES LLC (GREENVILLE SC)

NC

05/20/2004 - 01/10/2008

EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)

MO

10/01/2000 - 05/05/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

10/21/1997 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

MA

07/14/1994 - 09/16/1997

ALLMERICA INVESTMENTS, INC. (WORCESTER MA)

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Licenses & Designations

BC

Issued 04/01/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/10/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/2013

Series 3 - National Commodity Futures Examination

BC

Issued 06/03/1996

Series 7 - General Securities Representative Examination

BC

Issued 07/05/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gary Alan Sems.
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