Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Klein is a financial advisor currently registered with LPL Financial LLC. Gary has been in the financial industry since June 2011 and has a Series 6, Series 63, and Series 65 licenses. Gary is also registered in 16 states for both broker-dealer and investment advisory services. Before joining LPL Financial, Gary worked with NATIONAL PLANNING CORPORATION in San Mateo, CA. Gary specializes in providing financial planning and consulting services, as well as portfolio management services for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/23/2020 - Present
LPL Financial LLC (HAYWARD CA)
CA
06/20/2011 - 11/29/2017
NATIONAL PLANNING CORPORATION (Hayward CA)
IA
Issued 04/30/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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