Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Alan King is a financial advisor currently registered with Stifel, Nicolaus & Company, Inc. Gary has been in the industry since September 18, 1979. Gary is licensed to provide securities advice and investment advisory services in a variety of states. Gary's current registration with Stifel, Nicolaus & Company, Inc. includes Series 7, Series 9, Series 10, Series 3, and Series 63 licenses. Gary is also registered as an Investment Advisor Representative (IAR) in Oklahoma and Texas. Prior to joining Stifel, Nicolaus & Company, Inc. Gary was registered with Wachovia Securities, LLC and A.G. Edwards & Sons, Inc. Gary King is a well-established financial advisor who has worked in the industry for over 40 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
10/15/2009 - Present
Stifel, Nicolaus & Company, Inc. (TULSA OK)
OK
01/01/2008 - 04/29/2009
WACHOVIA SECURITIES, LLC (TULSA OK)
OK
09/19/1979 - 01/03/2008
A. G. EDWARDS & SONS, INC. (TULSA OK)
IA
Issued 08/10/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/08/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2008
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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