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Gary Alan Gould

Schwab Wealth Advisory, Inc.

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About Gary Alan Gould

Gary Alan Gould is a registered representative with Schwab Wealth Advisory, Inc. Gary has been in the financial services industry since 1993. Gary has passed the Series 7, Series 63, Series 9, Series 10, Series 66, and SIE exams. Gary is also registered with the states of California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, Missouri, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Utah, Virginia, Washington and Wisconsin. Gary previously worked for E*TRADE SECURITIES LLC, WACHOVIA SECURITIES, LLC, TD AMERITRADE, INC., and HIBBARD BROWN & CO., INC..

Firm Information

Gary Gould is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Gary Gould’s Registration & Firm History

FL

01/02/2020 - Present

Schwab Wealth Advisory, Inc. (ORLANDO FL)

FL

10/18/2007 - 05/19/2009

E*TRADE SECURITIES LLC (ORLANDO FL)

FL

06/15/2007 - 10/24/2007

WACHOVIA SECURITIES, LLC (ORLANDO FL)

FL

01/04/1993 - 12/04/2006

TD AMERITRADE, INC. (ORLANDO FL)

NY

07/12/1991 - 08/13/1991

HIBBARD BROWN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/08/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/29/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/09/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Gary Alan Gould.
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