Unclaimed
Gary Alan Gould is a registered representative with Schwab Wealth Advisory, Inc. Gary has been in the financial services industry since 1993. Gary has passed the Series 7, Series 63, Series 9, Series 10, Series 66, and SIE exams. Gary is also registered with the states of California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, Missouri, Nevada, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Utah, Virginia, Washington and Wisconsin. Gary previously worked for E*TRADE SECURITIES LLC, WACHOVIA SECURITIES, LLC, TD AMERITRADE, INC., and HIBBARD BROWN & CO., INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
FL
01/02/2020 - Present
Schwab Wealth Advisory, Inc. (ORLANDO FL)
FL
10/18/2007 - 05/19/2009
E*TRADE SECURITIES LLC (ORLANDO FL)
FL
06/15/2007 - 10/24/2007
WACHOVIA SECURITIES, LLC (ORLANDO FL)
FL
01/04/1993 - 12/04/2006
TD AMERITRADE, INC. (ORLANDO FL)
NY
07/12/1991 - 08/13/1991
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BOTH
Issued 08/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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