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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gary? Claim Your ProfileGary Alan Cockerill is an investment advisor representative with Wells Fargo Clearing Services, LLC. Gary has been active in the financial services industry since 2001 and has held licenses and registrations in several states. Gary holds a Series 66, Series 7, Series 10, Series 9, and Series 31 licenses. Gary is a registered investment advisor representative in Montana and Texas. Previously, Gary was a representative of Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MT
06/04/2024 - Present
Wells Fargo Clearing Services, LLC (KALISPELL MT)
ID
06/01/2009 - 02/16/2012
MORGAN STANLEY SMITH BARNEY (COEUR D'ALENE ID)
MT
02/04/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (KALISPELL MT)
MT
03/28/2003 - 02/15/2008
UBS FINANCIAL SERVICES INC. (BILLINGS MT)
NY
07/09/2001 - 03/31/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/17/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/29/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 07/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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