Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garth? Claim Your ProfileGarth O'Leary is a financial advisor with LPL Financial LLC in Hanover, MA. Garth has been in the financial industry since 1999. He has a broad range of experience working with individuals, families, and businesses. Garth has held previous roles with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Brownco, LLC, and Putnam Mutual Funds Corp.. Garth specializes in providing financial planning, portfolio management, and investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
03/07/2012 - Present
LPL Financial LLC (HANOVER MA)
MA
06/01/2009 - 04/11/2011
MORGAN STANLEY SMITH BARNEY (NORWELL MA)
MA
10/19/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HINGHAM MA)
MA
06/04/1999 - 06/12/2006
BROWNCO, LLC (BOSTON MA)
MA
04/14/1998 - 05/24/1999
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BC
Issued 08/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/26/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/09/2003
Series 4 - Registered Options Principal Examination
BC
Issued 11/05/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/09/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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