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Garssen Wong

Samuel A. Ramirez & Company, Inc.

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About Garssen Wong

Garssen Wong is a financial professional with over a decade of experience in the securities industry. Garssen is currently registered with Samuel A. Ramirez & Company, Inc., a firm based in New York, NY. Previously, Garssen worked at BMO Capital Markets Corp. and Bear, Stearns & Co. Inc. Garssen holds the Series 7, Series 63, Series 99TO, and SIE licenses and is registered in New York.

Firm Information

Garssen Wong is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Garssen Wong’s Registration & Firm History

NY

03/07/2024 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

08/05/2013 - 02/21/2024

BMO CAPITAL MARKETS CORP. (New York NY)

NY

01/07/2006 - 09/04/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/06/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Garssen Wong.
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