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Garry Wing on Yee

B.b. Graham & Company, Inc.

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About Garry Wing on Yee

Garry Yee is a financial advisor who is currently registered with B.b. Graham & Company, Inc. Garry has been in the industry since 2005 and holds licenses in California, Florida, and Hawaii. Garry previously worked for CROWN CAPITAL SECURITIES, L.P. and NATIONAL SECURITIES CORPORATION. Garry has a variety of experience in the financial services industry and specializes in providing financial planning, pension consulting, and portfolio management services.

Firm Information

Garry Yee is currently registered with B.b. Graham & Company, Inc.. B.b. Graham & Company, Inc. is a California-based corporation founded in June 1996. The firm provides financial planning and investment advisory services to individuals, high-net-worth individuals, and other clients. They offer portfolio management services and are registered with the SEC and in all 50 states.
B.b. Graham & Company, Inc.

1700 W. KATELLA AVE.

ORANGE, CA 92867

$172.70M

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Garry Yee’s Registration & Firm History

HI

12/05/2016 - Present

B.b. Graham & Company, Inc. (Honolulu HI)

HI

06/12/2009 - 01/06/2017

CROWN CAPITAL SECURITIES, L.P. (HONOLULU HI)

HI

06/28/2007 - 06/26/2009

NATIONAL SECURITIES CORPORATION (HONOLULU HI)

HI

04/25/2005 - 07/02/2007

BROOKSTREET SECURITIES CORPORATION (HONOLULU HI)

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Licenses & Designations

IA

Issued 08/08/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/01/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2008

Series 7 - General Securities Representative Examination

BC

Issued 12/14/2005

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 04/23/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Garry Wing on Yee. Review regulatory record here.
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