Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garry? Claim Your ProfileGarry Whitfield is a financial advisor with over 18 years of experience in the industry. Garry has worked with Morgan Stanley, J.P. MORGAN SECURITIES LLC, NEUBERGER BERMAN LLC, 1ST GLOBAL CAPITAL CORP., REDWOOD BROKERAGE LLC and is currently with Raymond James Financial Services Advisors, Inc. Garry holds a Series 7 and Series 66 license, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
05/02/2022 - Present
Raymond James Financial Services Advisors, Inc. (Austin TX)
CA
11/02/2012 - 05/31/2022
MORGAN STANLEY (Menlo Park CA)
CA
12/08/2009 - 11/07/2012
J.P. MORGAN SECURITIES LLC (PALO ALTO CA)
CA
11/16/2006 - 12/08/2009
NEUBERGER BERMAN LLC (SAN FRANCISCO CA)
CA
01/19/2006 - 12/05/2006
1ST GLOBAL CAPITAL CORP. (LOS GATOS CA)
NY
10/27/2005 - 12/16/2005
REDWOOD BROKERAGE LLC (NEW YORK NY)
BOTH
Issued 02/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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