Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garry? Claim Your ProfileGarry Stoklas is a financial advisor with Dempsey Lord Smith, LLC. Garry has been in the financial industry since 2001. Garry holds Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. Garry specializes in financial planning, pension consulting, selection of other advisors, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
08/16/2017 - Present
Dempsey Lord Smith, LLC (ROME GA)
CA
06/24/2011 - 08/09/2017
SOUTHEAST INVESTMENTS, N.C., INC. (IMPERIAL CA)
CA
04/27/2001 - 05/23/2011
CUNA BROKERAGE SERVICES, INC. (EL CENTRO CA)
IA
Issued 10/21/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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