Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garry? Claim Your ProfileGarry Charles Pace is a registered investment advisor representative in California and is active in the broker-dealer and investment advisor industries. Pace has been in the industry since 1993. Pace is currently registered with Wells Fargo Clearing Services, LLC. Pace has held previous positions with First Republic Securities Company, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Sanford C. Bernstein & Co., LLC, Sanford C. Bernstein & Co., Inc., Fidelity Brokerage Services, Inc., William O'Neil & Company, Incorporated, Titan Capital Corporation, and Kidder, Peabody & Co. Incorporated. Pace is also a licensed attorney in California. Pace is a specialist in providing financial planning and investment advice for individuals, businesses, and institutions. Pace is also experienced in providing pension consulting and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/05/2023 - Present
Wells Fargo Clearing Services, LLC (WESTLAKE VILLAGE CA)
CA
10/26/2018 - 06/06/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (Encino CA)
CA
06/12/2009 - 10/30/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTLAKE VILLAGE CA)
CA
12/07/2000 - 06/29/2009
SANFORD C. BERNSTEIN & CO., LLC (LOS ANGELES CA)
NY
04/15/1999 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
RI
05/15/1996 - 05/13/1999
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MA
06/12/1995 - 04/29/1996
WILLIAM O'NEIL & COMPANY, INCORPORATED (BOSTON MA)
NA
07/21/1986 - 12/31/1987
TITAN CAPITAL CORPORATION
NA
11/23/1983 - 08/17/1984
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 07/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 06/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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