Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Garrie? Claim Your ProfileGarrie Lewis is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in New York, NY. Garrie has been in the financial industry since 2007. Garrie is registered with the Securities and Exchange Commission (SEC) as a broker-dealer and investment advisor. Garrie is also registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative and general securities principal. Garrie holds Series 7, 9, 10, and 66 licenses. Garrie has a strong track record of success in providing financial advice to individual investors, families, and businesses. Garrie specializes in investment management, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/13/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
01/27/2009 - 07/22/2011
WELLS FARGO ADVISORS, LLC (WARREN NJ)
NJ
06/14/2007 - 12/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BRIDGEWATER NJ)
BOTH
Issued 08/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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